A02 is an AI-powered client intake and SOA drafting system for Australian advice firms. It helps collect client information, structure the fact-find, flag missing information, generate draft advice documents, and keep a clear audit trail.
AI drafts. Licensed advisers review, edit and approve. No advice is issued without human adviser approval.
SOA templates are designed around ASIC RG 90 principles and can be configured to each licensee's compliance standards.
Welcome. I'm your AI advice-intake assistant. I'll help organise your information before a licensed adviser reviews your situation.
Could you tell me about your current financial situation and goals?
Great, that gives me a solid starting point. I've noted your family situation and income.
Let me ask about your current super arrangements — do you know which funds you and your partner are with?
Fact Find Progress
Designed for Australian advice workflows
From initial intake to adviser-reviewable SOA drafts, A02 keeps licensed advisers in control of the advice process.
Conversational AI progressively gathers client information, building a structured fact-find in real time. No forms, no friction.
Generate adviser-reviewable SOA drafts from approved templates in minutes, ready for human review and editing.
Human advisers claim, review, and approve advice through an intuitive dashboard. Full audit trail included.
Clients review and sign adviser-approved documents digitally. No printing, scanning, or posting required.
Separate portals for clients, advisers, and admins. Each role sees exactly what they need.
Incomplete or inconsistent fact-find details are flagged before draft advice is submitted for review.
A human-in-the-loop workflow from intake to signed advice
The client has a natural conversation with an AI advice-intake assistant that captures goals, scope, and financial details.
A02 maps the conversation into structured fact-find sections and flags missing or inconsistent information.
Draft documents are generated from approved templates and licensee-configured instructions.
A licensed adviser claims the review, edits the draft, returns it for more information if needed, and approves it before issue.
The client signs only after adviser approval, and the audit trail is retained.
Submissions, adviser actions, status changes and signatures are recorded for review.
A02 is designed for Australian advice workflows where licensed advisers review and approve client-facing advice before issue.
Every action is logged — from AI conversations to adviser approvals to client signatures. Fully searchable and available for compliance reviews.
AI drafts, licensed advisers approve. No advice reaches clients without review by a licensed financial adviser in your firm.
Admins customise SOA templates to match your firm's compliance requirements and licensee-specific document standards.
Fact-find
AI-guided client intake
Drafts
SOA and file-note preparation
Review
Licensed adviser approval gate
Records
Audit trail and version history
A02 surfaces the controls advice firms expect: clear access boundaries, record keeping, and transparent handling of client information.
Client, adviser and admin portals keep workflows and permissions separated.
Client information remains part of the licensee workflow and is available for adviser review and export.
The product is positioned for configurable AI providers and policies, including model-training restrictions where supported.
Audit logs capture key actions such as submission, generation, claim, approval, return and signing.
Admins can maintain the SOA template and AI writing instructions used for draft documents.
Clients review adviser-approved documents and sign digitally inside the client portal.
Start free, scale as your practice grows
Perfect for trying A02
For growing advisory practices
For large AFSL firms and dealer groups
See how A02 can help your advice firm reduce fact-find, drafting and review effort while keeping licensed advisers in control.